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PERFORMANCE
OF
COMPLETED
PROJECTS

STATUS REPORT
NUMBER 1

NIST SPECIAL PUBLICATION 950-1

Economic Assessment Office
Advanced Technology Program
Gaithersburg, Maryland 20899

William F. Long
Business Performance Research Associates, Inc.
Bethesda, Maryland 20814

March 1999

CONTENTS



Acknowledgements
Executive Summary
Introduction

CHAPTER 1 - Overview of Completed Projects

Characteristics of the Projects
Timeline of Expected ATP Project
    Activities and Impacts

Gains in Technical Knowledge
Dissemination of New Knowledge
Commercialization of the New Technology
Broad-Based Economic Benefits

CHAPTER 2 - Biotechnology

Aastrom Biosciences, Inc.
Aphios Corporation
Molecular Simulations, Inc.
Thermo Trilogy Corporation
Tissue Engineering, Inc.

CHAPTER 3 - Chemicals and Chemical Processing

BioTraces, Inc.

CHAPTER 4 - Discrete Manufacturing

Auto Body Consortium (Joint Venture)
HelpMate Robotics, Inc.
PreAmp Consortium (Joint Venture)
Saginaw Machine Systems, Inc.

CHAPTER 5 - Electronics

Accuwave Corporation
AstroPower, Inc.
Cree Research, Inc.
Cynosure, Inc.
Diamond Semiconductor Group, LLC
FSI International, Inc.
Galileo Corporation
Hampshire Instruments, Inc. (Joint Venture)
Illinois Superconductor Corporation
Light Age, Inc.
Lucent Technologies, Inc.
Multi-Film Venture (Joint Venture)
Nonvolatile Electronics, Inc.
Spire Corporation
Thomas Electronics, Inc.

CHAPTER 6 - Energy and Environment

American Superconductor Corporation
Armstrong World Industries, Inc.
E.I. duPont de Nemours & Company
Michigan Molecular Institute

CHAPTER 7 - Information, Computers, and Communications

Communication Intelligence Corporation #1
Communication Intelligence Corporation #2
Engineering Animation, Inc.
ETOM Technologies, Inc.
Mathematical Technologies, Inc.
Torrent Systems, Inc.

CHAPTER 8 - Materials

AlliedSignal, Inc.
Geltech Incorporated
IBM Corporation

APPENDICES

Appendix A: Development of New Knowledge and Early Commercial Products and Processes

Appendix B: Terminated Projects

END NOTES

End Notes

Click here for PDF version of report.

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FSI International, Inc.
A Gas Method to "Dry" Clean Computer-Chip Wafers

Manufacturing processes create parts for further assembly or final use, as well as a certain amount of waste. Even if waste is severely controlled, the part that emerges from fabrication is almost always contaminated to a greater or lesser degree by unwanted particles. The level of unwanted particles varies with the process, and so does its effect on the rest of production. If the new part is a slice of silicon crystal about to be covered by microscopic integrated circuits, the presence of unwanted particles - even in minute amounts - is disastrous. Extreme cleanliness, therefore, is the rule in silicon chip-making plants, where fabrication takes place in "clean rooms" designed to eliminate contamination.

New Technology to Clean Ever Smaller Chip Features

In computer-chip fabrication, a silicon-crystal wafer is thoroughly cleaned before microscopic electronic components are deposited on it. Conventional cleaning techniques use caustic "wet" chemicals that could be hazardous to workers and that must be discarded after use, generating disposal costs and the potential for environmental pollution if the chemicals are not handled properly. In addition, for chips with feature sizes below a minimum, wet chemicals may not be able to get to some features, such as trenches, because of surface tension.

Potentially Safer and Less-Costly

The ATP award allowed FSI International, which provides semiconductor wafer surface conditioning equipment and support products, to develop a "dry" cleaning procedure that uses chlorine, chlorine/hydrogen and other gases to clean dirt, trace metals and other particles from wafer surfaces. Researchers completed the assembly and installation of an experimental module and developed required support processes. Although the gases are toxic, they are more easily controlled than wet chemicals. And even though the gases incur disposal costs, the amount of chemical waste generated by the FSI technology is expected to be much smaller than that created via traditional wet cleaning. Thus, the new technology should improve human and environmental safety and reduce cleaning costs during wafer processing.

FSI's methodologies for gas-phase dry cleaning were developed for use in making computer chips and have potential applications in the fabrication of printed circuit boards, disk drives and optoelectronics. If the market emerges and the FSI technology becomes widely used, substantial economic benefits would likely accrue all along the supply chain for computers and other equipment that include chips. The technology is undergoing initial testing at Texas Instruments. If the testing is successful, FSI officials say, Texas Instruments would likely buy and use systems incorporating the new technology.

ATP funding was critical to generating the gas-phase dry cleaning technology, FSI officials report. The company would not have done the research and development work at that time without it. The ATP award also enabled FSI to collaborate with Massachusetts Institute of Technology researchers during the project.

PROJECT:
To develop a cost-effective process to remove surface contaminants from computer-chip wafers during manufacturing, using dry gases (as opposed to wet chemicals) that can clean the ever smaller features on new generations of chips.
Duration: 3/1/1993 - 2/28/1995
ATP number: 92-01-0022

FUNDING (in thousands)::
ATP $2,000 36%
Company   3,482 64%
Total $5,482

ACCOMPLISHMENTS:
FSI achieved its R&D goal of developing a dry gas wafer-cleaning method. Evidence of progress is that the company:

  • received three patents related to the ATP project:
    • "UV-Enhanced Dry Stripping of Silicon Nitride Films" (No. 5,534,107: filed 8/18/1994, granted 7/9/1996),

      "Apparatus for Surface Conditioning" (No. 5,580,421: filed 12/21/1994, granted 12/3/1996), and

      "Cleaning Method" (No. 5,716,495: filed 3/25/1996, granted 2/10/1998);

  • applied for nine additional patents, one of which has been unofficially granted (allowed but not yet published);
  • presented or published nine technical papers in the area of dry cleaning, etching or stripping of surfaces;
  • received a license to complementary technology that could accelerate the commercialization of an advanced dry gas-phase cleaning system;
  • entered into an agreement with Texas Instruments for early-stage testing of a prototype; and
  • constructed a manufacturing facility to handle all FSI International Surface Conditioning Division manufacturing, including products incorporating the ATP-funded technology.

COMMERCIALIZATION STATUS:
No commercialization has occurred so far, owing to unanticipated changes in demand for the new technology. The shift in 1997 to 0.25-micron minimum feature sizes for wafer processing was expected to challenge the capabilities of conventional wet cleaning processes. Wet processing, however, continues to meet cleaning needs for 0.25-micron features and may even be viable to minimum sizes of 0.18 micron, which are expected to be introduced in the year 2000.

OUTLOOK:
Commercialization prospects are uncertain. Much depends on how the market moves, as well as on remaining development work needed to demonstrate the robustness, manufacturability and reliability of the process and equipment in a chip-manufacturing environment. Although the ATP-funded technology has not replaced traditional wet cleaning in chip processing, as originally envisioned by the ATP-project proposal, FSI anticipates the emergence of new applications requiring the unique capabilities of its technology.

COMPANY:
FSI International, Inc.
322 Lake Hazeltine Drive
Chaska, MN 55318-1096

Contact: Jeff Butterbaugh
Phone: (612) 448-8089

Number of employees:
540 at project start, 1,295 at the end of 1997

Unofficial collaborator: Massachusetts Institute of Technology, Department of Chemical Engineering

Commercialization Delayed but Still Expected

Since initiation of the ATP project, manufacturers of wafer-surface conditioning equipment have found ways to squeeze more improvements out of wet-chemical cleaning methods. Consequently, chip fabricators have less need for a dry cleaning technique than was initially anticipated. The company expected that the shift in 1997 to smaller (0.25 micron) minimum feature sizes for wafer processing would challenge the capabilities of conventional wet cleaning processes. Wet processing, however, continues to meet cleaning needs at this level and may even be viable to minimum feature sizes of 0.18 micron, which are expected to be introduced in the year 2000. Furthermore, progress has been made in reducing the amount of chemicals needed for wet cleaning processes.

Commercialization of the ATP-funded technology, therefore, depends on how much more the wet method can be extended, as well as on the remaining development work needed to demonstrate the robustness, manufacturability and reliability of the process and equipment in a chip-manufacturing environment. Although the new technology has not become a broad replacement for traditional wet cleaning in wafer processing, as originally envisioned by the ATP-project proposal, FSI anticipates the emergence of new applications requiring the unique capabilities of its technology. If the dry cleaning technology is commercialized, chip fabricators that use the new technology might achieve process improvements worth up to five times their costs for the technology, company officials say. FSI has continued to develop this technology while delaying commercialization until demand increases sufficiently. If that happens soon, the company could have a product on the market in 1999.

Return to Top of Page

Go to other sections of Chapter 5: ELECTRONICS
Bullet  Expanding the Number of Light Signals in an Optical Fiber
Bullet  Manufacturing Technology for High-Performance Optoelectronic Devices
Bullet  Processes for Growing Large, Single Silicon Carbide Crystals
Bullet  Harnessing Cheap Diode Lasers to Power a Low-Cost Surgical Laser
Bullet  Lowering the Cost and Improving the Quality of Computer Chips
Bullet  A Gas Method to "Dry" Clean Computer-Chip Wafers
Bullet  Low-Cost Night-Vision Technology
Bullet  Large-Scale Diode-Array Laser Technology for X-Ray Lithography
Bullet  Using High-Temperature Superconductivity to Improve Cellular Phone Transmission
Bullet  Exploiting Alexandrite's Unique Properties for a Less-Expensive, More-Reliable Tunable Laser
Bullet  Precision Mirrors for Advanced Lithography
Bullet  Joining Several Chips Into One Complex Integrated Circuit
Bullet  Computer RAM Chips That Hold Memory When Power Is Off
Bullet  A Feedback-Controlled, Metallo-Organic Chemical Vapor Deposition Reactor
Bullet  Flat Fluorescent Lamps for Displays

Date created: March 1999
Last updated: April 12, 2005

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