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NIST GCR 06-889 - Findings from the Advanced Technology Program's Survey of Joint Ventures

APPENDIX: Survey of the ATP Joint Ventures

V. Outcomes of the Joint Venture

Consider the technical goals for the JV project overall.

Q31. Looking toward the end of the project, would you say the JV will achieve:
bullet Few, if any, of its technical goals
bullet Some of its technical goals
bullet Most of its technical goals
bullet All of its technical goals
bullet Beyond its technical goals

In answering the next question, please consider your company's technical goals for the project.

Q32. Looking toward the end of the project, would you say your company will achieve:
bullet Few, if any, of its technical goals
bullet Some of its technical goals
bullet Most of its technical goals
bullet All of its technical goals
bullet Beyond its technical goals

The following questions ask about new revenues and cost savings to your company that resulted from the JV project.

Product Revenues

Q33. What are your company's cumulative revenues to date from new or greatly improved products resulting from your JV project?
$ ________ bullet Thousand
bullet Million
bullet Billion
bullet   No revenues to date

Q34. Over the next five years, what are your company's expected revenues from new or greatly improved products resulting from the JV project?
$ ________ bullet Thousand
bullet Million
bullet Billion
bullet   No revenues expected within the next five years
bullet   No revenues to date, and none expected right arrow Please continue with Q37.

Q35. What is the typical gross profit margin on sales in your line of business?
______ percent

Q36. What is the approximate gross profit margin on sales from your company's products resulting from the JV?
______ percent

Cost Savings

Q37. What are your company's cumulative cost savings to date from process improvements resulting from your JV project?
$ ________ bullet Thousand
bullet Million
bullet Billion
bullet   No cost savings to date

Q38. Over the next five years, what are your company's expected cost savings from process improvements resulting from the JV project?
$ ________ bullet Thousand
bullet Million
bullet Billion
bullet   No cost savings expected within the next five years

Licensing Revenues

Q39. What are your company's cumulative revenues to date from licensing of technology developed from the JV project?
$ ________ bullet Thousand
bullet Million
bullet Billion
bullet   No licensing revenues to date

Q40. Over the next five years, what are your company's expected revenues from licensing of technology developed from the JV project?
$ ________ bullet Thousand
bullet Million
bullet Billion
bullet   No licensing revenues expected within the next five years

Now we'd like to ask about additional money, aside from the original cost-share, that your company may have spent on activities related to the JV project. For example, your company may have spent money on additional R&D or commercialization

Q41. Aside from the original cost-share, how much additional money has your company spent to date on JV project related activities?
$ ________ bullet Thousand
bullet Million
bullet Billion
bullet   No additional expenditure to date

Q41. Over the next five years, how much additional money do you expect your company will
spend on JV project related activities?
$ ________ bullet Thousand
bullet Million
bullet Billion
bullet   No additional expenditure expected within the next five years

We would like to know about intellectual property developed from the JV project.

Q43. At your company, how many patent applications and granted patents have resulted from the JV project?
Please provide your best estimate if you don't know the exact number. Enter 0 in both boxes if your company had no patent applications from the JV project.
Number of patent applications: _____
Number of granted patents: _____

Now consider the JV as a whole. Think of all patents resulting from the JV, including patents from your company or any other partner in the JV.

Q44. Please describe patents resulting from the JV project that are recognized as extremely valuable in your industry or technology field.
Patent Assignee (Name of Company) Title of Patent (or Keywords) Names of Inventors (Last Name, First Initial)
Click here to add a new patent entry.

If there are no patents recognized as extremely valuable in your industry or field, please indicate "None" by checking the following box:

None

Q45. Often less measurable benefits, such as skill acquisition or capability development, can come from participation in an R&D joint venture. How valuable are intangible benefits from this JV project for your company.
bullet Extremely valuable
bullet Very valuable
bullet Somewhat valuable
bullet Not valuable
Q46. Overall, in terms of delivering value to your company, would you consider this JV project to be:
bullet Very successful
bullet Successful
bullet Neither successful nor unsuccessful
bullet Unsuccessful
bullet Very Unsuccessful

Q47. How important are the following aspects of ATP support for your JV project?
Not imortant Somewhat important Very important Extremely important
Q47a. ATP funding ensures stability of company funding and commitment to the project bullet bullet bullet bullet
Q47b. ATP involvement helps foster trust and cooperation among JV partners bullet bullet bullet bullet

Return to Table of Contents or go to next section of Survey.

Date created: August 2, 2006
Last updated: September 1, 2006

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