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NIST GCR 02-281
"The Art of Telling Your Story"

Tips & Insights for Putting Your Best Foot Forward with Investors and Corporate Partners

Appendix

Advanced Technology Program’s Commercialization and Business Planning Guide in the Post-Award Period
(NIST GCR 99–779, June 2000)

Table of Contents

Section 1. Basic Concepts

  1. Meeting the Challenge
  2. A Financing Primer
  3. Commercialization Strategies
  4. Complex Strategies for Rich Technology Platforms
  5. Licensing
  6. Teaming for Success
  7. Equity Investments

Section 2. Presenting Your Opportunities to Equity Investors

Section 3. The Workbook

Section 4. Index and Bibliography

Additional Content Details

Section 1. Basic Concepts

1.1 Meeting the Challenge

  • Prelude
  • What Makes this Book Unique?
  • Intended Audience
  • Conclusion

1.2 A Financing Primer

  • Advanced Organizer
  • An Expensive Endeavor
  • What Do You Want to Be When You Grow Up?
  • Sweat Equity
  • Science-for-Hire
  • Debt Financing
  • Equity Financing
  • Availability of Equity Financing
  • Stages of Equity Financing
  • What Do Equity Investors Look For?
  • What Do Equity Investors Want in Return?
  • Conclusion

1.3 Commercialization Strategies

  • What is a Commercialization Strategy?
  • Prototypical Commercialization Strategies
    • Strategy 1: Licensing with Developmental Funds
    • Strategy 2: Strategic Alliances
    • Strategy 3: Equity Investors in the Parent Company
    • Strategy 4: Equity Investment in a Spin-off
    • Strategy 5: Initial Public Offering
  • Conclusion

1.4 Complex Strategies for Rich Technology Platforms

  • Advanced Organizer
  • Sustainable Competitive Advantage
  • Economic Barriers in Technology Partitioning
  • Strategic Plan
  • Conclusion

1.5 Licensing

  • Advanced Organizer
  • Why Companies License-in
  • What is a License?
  • How Does One Make Money from Licensing?
  • Different Types of Licenses
  • Preparation for Licensing
  • Elements of a Licensing Package
    • Business Opportunity Preview
    • Assessment of Potential Licensees
    • Negotiation Issues
  • Conclusion

1.6 Teaming for Success

  • Advanced Organizer
  • Definitions
  • Joint Ventures
  • Why Form a Corporate Partnership?
  • What Are the Risks of Corporate Partnering?
  • How to Structure a Successful Corporate Partnership
  • Conclusion

1.7 Equity Investments

  • Advanced Organizer
  • Business Angels
  • Institutional Venture Capital
  • Investment Bankers
  • Initial Public Offerings
  • Tools to Use with Equity Investors
  • Who Should Develop the Business Plan?
  • What Format Do I Follow?
  • Business Plan Outline (General)
  • Business Plan Outline (Detailed)
  • Executive Summary
  • Getting Feedback on the Plan
  • Revising the Plan
  • Guidelines for Business Plan Revisions
  • How to Use Your Business Plan
  • How to Create Opportunities for Distributing Your Plan
  • Internal Value of the Plan
  • Summary

Section 2. Presenting Your Opportunities to Equity Investors

2.1 Company/Technology/Product

2.2 Market Assessments

2.3 Goals and Objectives

2.4 Challenges/Requirements/Opportunities

Section 3. The Workbook

3.1 Strategic Planning

3.2 Customers/End Users

3.3 Market

3.4 Competitors

Section 4. Index and Bibliography

Return to Table of Contents

Date created: May 24, 2002
Last updated: August 2, 2005

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